By Steve Kardell | Published January 30, 2020 | Posted in Foreign Corrupt Practices Act, Whistleblower Litigation | Tagged Tags: $14.5 million, counterparty, swap dealer business conduct standards, whistleblower, whistleblower lawyer |
The U.S. Commodities Futures Trading Commission (CFTC) recently ordered Wells Fargo Bank to pay $14.5 million as a result of multiple violations of swap dealer business conduct standards. According to the CFTC, Wells Fargo “failed to deal with a counterparty in a fair and balanced manner based on principles of fair dealing and good faith,” Read More
Read More